• This Week in FCPA-Episode 77, the Home for the Holidays Edition
    Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories of the week, in our special holiday edition. The DOJ/SEC FCPA Guidance turned 5 years old this week. For the compliance practitioner, it is the seminal document on how to do compliance.… ... read more
    Source: Blog FeedPublished on 2017-11-17
  • This Week in FCPA-Episode 77, the Home for the Holidays Edition
    Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories of the week, in our special holiday edition. The DOJ/SEC FCPA Guidance turned 5 years old this week. For the compliance practitioner, it is the seminal document on how to do compliance.… ... read more
    Source: Podcast FeedPublished on 2017-11-17
  • Day 13 of One Month to 360 Degrees of Communication in Compliance- Asking Questions to Boost Your Compliance Program
    Other than the skill of listening, asking questions is about as important to the compliance practitioner as any other that can be employed. Yet, equally critical is to ask the right question, which is an issue explored Brian Grazer and Charles Fishman explored this concept in their book “From a… ... read more
    Source: Blog FeedPublished on 2017-11-17
  • Day 13 of One Month to 360 Degrees of Communication in Compliance- Asking Questions to Boost Your Compliance Program
    Other than the skill of listening, asking questions is about as important to the compliance practitioner as any other that can be employed. Yet, equally critical is to ask the right question, which is an issue explored Brian Grazer and Charles Fishman explored this concept in their book “From a… ... read more
    Source: Podcast FeedPublished on 2017-11-17
  • Using Movie Clips to Expand Your Compliance Classroom
    I recently had the opportunity to visit with Marc Havener, founder and Chief Executive Officer (CEO) of Resonate Pictures, and Bryan Belknap, the Creative Director. Havener spent 10 years working in Hollywood as assistant director and production assistant on films such as Pirates of the Caribbean; Fun with Dick and… ... read more
    Source: Blog FeedPublished on 2017-11-17
  • Day 12 of One Month to 360 Degrees of Communication in Compliance- Communicating Across Cultural Boundaries
    A 360-degree approach to communications entails looking at all forms of interactions as a way to interconnect. This means both verbal and non-verbal and in clues, hints in addition to directly. This concept can be particularly helpful in relating to and with cultures outside the United States as one of… ... read more
    Source: Blog FeedPublished on 2017-11-16
  • Day 12 of One Month to 360 Degrees of Communication in Compliance- Communicating Across Cultural Boundaries
    A 360-degree approach to communications entails looking at all forms of interactions as a way to interconnect. This means both verbal and non-verbal and in clues, hints in addition to directly. This concept can be particularly helpful in relating to and with cultures outside the United States as one of… ... read more
    Source: Podcast FeedPublished on 2017-11-16
  • 12 O’Clock High-Episode 66, Communication Skills
    In the episode, I consider two different issues around communication skills. The first is communicating across cultural boundaries.  The second is the technique of asking questions to boost leadership. One of the things most critical issues to a compliance function is breaking through a company’s internal cultural boundaries. In an… ... read more
    Source: Blog FeedPublished on 2017-11-16
  • 12 O’Clock High-Episode 66, Communication Skills
    In the episode, I consider two different issues around communication skills. The first is communicating across cultural boundaries.  The second is the technique of asking questions to boost leadership. One of the things most critical issues to a compliance function is breaking through a company’s internal cultural boundaries. In an… ... read more
    Source: Podcast FeedPublished on 2017-11-16
  • The 10 Hallmarks of an Effective Compliance Program: Still the Foundation
    The joint Department of Justice (DOJ) and Securities and Exchange Commission (SEC) 2012 FCPA Guidance came out five years ago this month. As a commentator focusing on the doing of compliance, we should pause to once again thank the government regulators and prosecutors who had a part in drafting this… ... read more
    Source: Blog FeedPublished on 2017-11-16
  • Compliance Man Goes Global – Episode 5: You Really Like Me!
    Welcome to Episode 5 of Compliance Man Goes Global podcast of FCPA Compliance Report International Edition. In this episode, we focus on typical concepts (or probably myths) of ways a Compliance professional might become a more valuable member of the management team rather than becoming most hated person in the… ... read more
    Source: Podcast FeedPublished on 2017-11-15
  • Compliance Man Goes Global – Episode 5: You Really Like Me!
    Welcome to Episode 5 of Compliance Man Goes Global podcast of FCPA Compliance Report International Edition. In this episode, we focus on typical concepts (or probably myths) of ways a Compliance professional might become a more valuable member of the management team rather than becoming most hated person in the… ... read more
    Source: Blog FeedPublished on 2017-11-15
  • Day 11 of One Month to 360 Degrees of Communication in Compliance-Multiplying the Influence of Compliance
    What if you could multiple the impact and effectiveness of your compliance program throughout your company? That would be a great boon to any compliance practitioner and compliance program. It is also something that is very possible by considering a 360-degree view of communications in compliance using multipliers. Liz Wiseman… ... read more
    Source: Blog FeedPublished on 2017-11-15
  • Day 11 of One Month to 360 Degrees of Communication in Compliance-Multiplying the Influence of Compliance
    What if you could multiple the impact and effectiveness of your compliance program throughout your company? That would be a great boon to any compliance practitioner and compliance program. It is also something that is very possible by considering a 360-degree view of communications in compliance using multipliers. Liz Wiseman… ... read more
    Source: Podcast FeedPublished on 2017-11-15
  • Activist Shareholder, the CCO and Compliance
    It certainly is one thing for a company to make changes in their compliance program based upon ongoing monitoring, evolving best practices or remediation during an investigation. However, Boards of Directors, Chief Compliance Officers (CCOs) and compliance programs may now face a new source of dynamic tension in the form… ... read more
    Source: Blog FeedPublished on 2017-11-15

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