• This Week in FCPA-Episode 107, the You Think You’re Having a Bad Week edition
    With both VW and ZTE having very bad weeks, Jay Rosen and myself are back in the saddle  again to take a look at some of the top compliance stories from the past week. Having a bad week-Part 1, Volkswagen. First the head of its Audi unit is announced to… ... read more
    Source: Blog FeedPublished on 2018-06-15
  • This Week in FCPA-Episode 107, the You Think You’re Having a Bad Week edition
    With both VW and ZTE having very bad weeks, Jay Rosen and myself are back in the saddle  again to take a look at some of the top compliance stories from the past week. Having a bad week-Part 1, Volkswagen. First the head of its Audi unit is announced to… ... read more
    Source: Podcast FeedPublished on 2018-06-15
  • Bloomsday and the Foundation of Culture
    A while back Matt Kelly, my Compliance into the Weeds cohort, challenged me to write a blog based on Bloomsday, as we are both fans of James Joyce and his seminal work Ulysses. For those uninitiated of you out there, Bloomsday is a commemoration and celebration of the life of… ... read more
    Source: Blog FeedPublished on 2018-06-15
  • Everything Compliance-Episode 29, the Four of a Kind Edition
    Everything Compliance is the only roundtable podcast in compliance, with four of the top compliance practitioners around. This week the gang returns to its four focused topics on its Four of a Kind edition. After the commentary we follow with rants. Matt Kelly considers the new management strategy of reducing… ... read more
    Source: Blog FeedPublished on 2018-06-14
  • Everything Compliance-Episode 29, the Four of a Kind Edition
    Everything Compliance is the only roundtable podcast in compliance, with four of the top compliance practitioners around. This week the gang returns to its four focused topics on its Four of a Kind edition. After the commentary we follow with rants. Matt Kelly considers the new management strategy of reducing… ... read more
    Source: Podcast FeedPublished on 2018-06-14
  • New Rolling Stones Vinyl Collection: Data Transfers Under GDPR
    On Friday, the Rolling Stones are releasing in The Rolling Stones Studio Albums Vinyl Collection 1971-2016, a hefty new limited-edition box set that contains special 180-gram vinyl pressings of every Stones studio album from 1971’s Sticky Fingers through 2016’s Blue & Lonesome. It is the new Rolling Stones vinyl collection,… ... read more
    Source: Blog FeedPublished on 2018-06-14
  • Compliance into the Weeds-Episode 85-Professor Coffee on the Dearth of IPOs
    Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive back into the issue of the decline in Initial… ... read more
    Source: Blog FeedPublished on 2018-06-13
  • Compliance into the Weeds-Episode 85-Professor Coffee on the Dearth of IPOs
    Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive back into the issue of the decline in Initial… ... read more
    Source: Podcast FeedPublished on 2018-06-13
  • Farewell to Sylvia Trench: Working Through Issues
    Sylvia Trench died this week. If you do not know who Sylvia Trench is (she is a character in a movie so she lives on forever) how about the following line “There, you made me miss!” Still no clue, how about “Too bad, just when things were getting interesting”? Still… ... read more
    Source: Blog FeedPublished on 2018-06-13
  • Innovation in Compliance Episode 17: Compliance in the Age of Big Data with Alexander Tsigutkin and Varun Singhal
    Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and Senior Vice President of Project Management Varun Singhal about data analysis and reporting in the age of Big Data and how their new Controllerview® tool can help financial… ... read more
    Source: Blog FeedPublished on 2018-06-12
  • Innovation in Compliance Episode 17: Compliance in the Age of Big Data with Alexander Tsigutkin and Varun Singhal
    Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and Senior Vice President of Project Management Varun Singhal about data analysis and reporting in the age of Big Data and how their new Controllerview® tool can help financial… ... read more
    Source: Podcast FeedPublished on 2018-06-12
  • Channel Socrates in Asking Questions
    One might be tempted to say that Dale Carnegie had it right some 80+ years ago in his book How to Win Friends and Influence People that asking questions and then listening to the answers is one way to do so. However, he was simply channeling his inner Socrates who developed… ... read more
    Source: Blog FeedPublished on 2018-06-12
  • FCPA Compliance Report-Episode 386, Rick Pearl on State Street Global’s 2017 Corporate Responsibility Report
    In this episode, I visit with Rick Pearl, the Global Corporate Responsibility Officer and Vice President of Corporate Citizenship at State Street Corp. We discuss the 2017 State Street Corporation, Corporate Responsibility Report. Some of the highlights include: What is the Risk Culture and Compliance at State Street and its… ... read more
    Source: Blog FeedPublished on 2018-06-11
  • FCPA Compliance Report-Episode 386, Rick Pearl on State Street Global’s 2017 Corporate Responsibility Report
    In this episode, I visit with Rick Pearl, the Global Corporate Responsibility Officer and Vice President of Corporate Citizenship at State Street Corp. We discuss the 2017 State Street Corporation, Corporate Responsibility Report. Some of the highlights include: What is the Risk Culture and Compliance at State Street and its… ... read more
    Source: Podcast FeedPublished on 2018-06-11
  • Exile on Main Street, Compliance and the Value Chain
    In June 1972, The Rolling Stones double album Exile On Main Streetwent to No.1 on the US chart. It is my all-time favorite Stones album. According to This Day in Music, in 2010, the re-released album entered the UK chart at No.1, almost 38 years to the week after it… ... read more
    Source: Blog FeedPublished on 2018-06-11

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