• What Level of Due Diligence Should You Perform
    Today, I want to take a deep dive and exploration of the levels of due diligence. Due diligence is generally recognized in three levels: Level I, Level II and Level III. Each level is appropriate for a different level of corruption risk. The key is for you to develop a… ... read more
    Source: Blog FeedPublished on 2018-01-19
  • Day 18 of 31 Days to a More Effective Compliance Program- Internal Reporting and Triaging Claims
      The call, email or tip comes into your office; an employee reports suspicious activity somewhere across the globe through your internal reporting mechanism. That activity might well turn into a FCPA issue for your company. As the CCO, it will be up to you to begin the process which… ... read more
    Source: Blog FeedPublished on 2018-01-18
  • Day 18 of 31 Days to a More Effective Compliance Program- Internal Reporting and Triaging Claims
      The call, email or tip comes into your office; an employee reports suspicious activity somewhere across the globe through your internal reporting mechanism. That activity might well turn into a FCPA issue for your company. As the CCO, it will be up to you to begin the process which… ... read more
    Source: Podcast FeedPublished on 2018-01-18
  • Everything Compliance-Episode 24, the Looking Back to Look Forward Edition
    In this episode, the top compliance roundtable podcast returns with a look back at some of the top FCPA, compliance and data privacy/data security issues from 2017 and how they inform what will be the top such issues in 2018 by looking forward.  Jay Rosen considers the new Justice Department… ... read more
    Source: Blog FeedPublished on 2018-01-18
  • Everything Compliance-Episode 24, the Looking Back to Look Forward Edition
    In this episode, the top compliance roundtable podcast returns with a look back at some of the top FCPA, compliance and data privacy/data security issues from 2017 and how they inform what will be the top such issues in 2018 by looking forward.  Jay Rosen considers the new Justice Department… ... read more
    Source: Podcast FeedPublished on 2018-01-18
  • Tribute to Keith Jackson and Breakthrough Strategies in Compliance
    Keith Jackson died last week. He was universally recognized as the Voice of College Football and announced college football games for over 40 years. According to his obituary in the New York Times (NYT), Robert A. Iger, the chief executive of the Walt Disney Company, said of Jackson “For generations… ... read more
    Source: Blog FeedPublished on 2018-01-17
  • Compliance into the Weeds-Episode 66, the Salary Penalty for Misconduct
    In this episode Matt Kelly and I take a deep dive into a fascinating paper from Harvard Business School. Boris Groysberg and George Serafeim, worked with a global recruitment firm, to study more than 2,000 executive-level job placements from 2004 to 2011, examining a wide range of job placements and… ... read more
    Source: Blog FeedPublished on 2018-01-17
  • Compliance into the Weeds-Episode 66, the Salary Penalty for Misconduct
    In this episode Matt Kelly and I take a deep dive into a fascinating paper from Harvard Business School. Boris Groysberg and George Serafeim, worked with a global recruitment firm, to study more than 2,000 executive-level job placements from 2004 to 2011, examining a wide range of job placements and… ... read more
    Source: Podcast FeedPublished on 2018-01-17
  • Day 17 of 31 Days to a More Effective Compliance Program-Managing Your Third Parties
    The building blocks of any compliance program lay the foundations for a best practices compliance program. For instance, in the lifecycle management of third parties, most compliance practitioners understand the need for a business justification, questionnaire, due diligence, evaluation and compliance terms and conditions in contracts. However, as many companies… ... read more
    Source: Blog FeedPublished on 2018-01-17
  • Day 17 of 31 Days to a More Effective Compliance Program-Managing Your Third Parties
    The building blocks of any compliance program lay the foundations for a best practices compliance program. For instance, in the lifecycle management of third parties, most compliance practitioners understand the need for a business justification, questionnaire, due diligence, evaluation and compliance terms and conditions in contracts. However, as many companies… ... read more
    Source: Podcast FeedPublished on 2018-01-17
  • McKinsey, South Africa and the FCPA
    Do you recall the boycott of South Africa from the 1970s and 1980s as a lexicon of the global fight against apartheid? The boycott extended from business to sporting events and everything in between. The campaign was one of the key reasons for the fall of the white minority government.… ... read more
    Source: Blog FeedPublished on 2018-01-17
  • Day 16 of 31 Days to a More Effective Compliance Program-the Third-Party Risk Management Process
    As every compliance practitioner is well aware, third parties still present the highest risk under the Foreign Corrupt Practices Act (FCPA). The Department of Justice Evaluation of Corporate Compliance Programs devotes an entire prong to third party management. It begins with the following: Risk-Based and Integrated Processes – How has… ... read more
    Source: Blog FeedPublished on 2018-01-16
  • Day 16 of 31 Days to a More Effective Compliance Program-the Third-Party Risk Management Process
    As every compliance practitioner is well aware, third parties still present the highest risk under the Foreign Corrupt Practices Act (FCPA). The Department of Justice Evaluation of Corporate Compliance Programs devotes an entire prong to third party management. It begins with the following: Risk-Based and Integrated Processes – How has… ... read more
    Source: Podcast FeedPublished on 2018-01-16
  • Compliance Man Goes Global – Episode 8: Tough Questions
    Welcome to Episode 8 of Compliance Man Goes Global podcast of FCPA Compliance Report International Edition. In this episode, we will focus on tough questions, which Compliance officers need to address. We will explore this matter in a plain language so to say and in the simple game form. Moreover,… ... read more
    Source: Blog FeedPublished on 2018-01-16
  • Compliance Man Goes Global – Episode 8: Tough Questions
    Welcome to Episode 8 of Compliance Man Goes Global podcast of FCPA Compliance Report International Edition. In this episode, we will focus on tough questions, which Compliance officers need to address. We will explore this matter in a plain language so to say and in the simple game form. Moreover,… ... read more
    Source: Podcast FeedPublished on 2018-01-16

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